
Comprehensive compliance platform for broker-dealers and fintechs. Automate CAT/CAIS reporting, best execution analysis, trade surveillance, corporate actions, and data reconciliation.
New Range Financial Intelligence, Inc. has raised $5.4M in total funding.
New Range Financial Intelligence, Inc. is headquartered in Irvine, CA.
Comprehensive compliance platform for broker-dealers and fintechs. Automate CAT/CAIS reporting, best execution analysis, trade surveillance, corporate actions, and data reconciliation.
Broker-dealers face reporting errors, missed corporate actions, and reconciliation breaks that can trigger audits and regulatory scrutiny, while compliance teams are overwhelmed by alerts, exception handling, and manual reconciliation work.
New Range offers Nura OS, an AI-native platform that unifies compliance operations, automating tasks like CAT/CAIS reporting, best execution analysis, trade surveillance, corporate action processing, and data reconciliation across firms' systems.
Claims predictive issue detection that flags violations before they reach regulators, AI agents that perform the work itself rather than just alerting, a single unified platform replacing a 'sprawl of point solutions,' and SOC 2 Type II certified bank-grade security.
Founded by CEO Bre (Breanna) Phillips, who previously led broker-dealer operations and product work at other fintech companies before starting New Range.
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